SWK Holdings Corp $SWKHL
Facts as of . Built from SEC filings and our own data. Small caps move fast; check the latest filings.
Snapshot
- Exchange
- Nasdaq Global Market
- Sector
- Miscellaneous Business Credit Institution
- Headquarters
- Dallas, TX
- Fiscal year end
- December 31
- Shares outstanding
- 12,095,979 [10-K 2026-03-20]
What the company doesAI summary of filing
SWK Holdings Corporation is a specialty finance company that generates income by investing in cash flow streams from life science products through royalty purchases, debt financings, and synthetic revenue interests. The company provides customized financing solutions to biotechnology, pharmaceutical, medical device, and related life science companies, typically focusing on transactions under $50 million where it faces less competition. As of March 2026, the company has executed transactions with 58 parties, funding approximately $876.1 million across the life science sector, earning income through royalties, interest, and fees on its portfolio of debt investments and equity stakes. The company sold substantially all assets of its pharmaceutical development segment in the third quarter of 2025, and now operates solely through its Finance Receivables segment as a revenue-generating business. [10-K 2026-03-20]
Financial health
| Period | Revenue | Net income | Operating cash flow | Cash | Filing |
|---|---|---|---|---|---|
| FY ended Dec 2025 | $41.46M | −$2.53M | $27.29M | $42.76M | [10-K 2026-03-20] |
| FY ended Dec 2024 | $44.99M | $13.49M | $23.05M | $5.93M | [10-K 2026-03-20] |
Capital structure and dilution
| Date | Shares outstanding | Filing |
|---|---|---|
| 2024-05-08 | 12,472,727 | [10-Q 2024-05-15] |
| 2024-08-08 | 12,361,850 | [10-Q 2024-08-14] |
| 2024-11-07 | 12,233,223 | [10-Q 2024-11-14] |
| 2025-03-13 | 12,252,816 | [10-K 2025-03-20] |
| 2025-05-07 | 12,269,614 | [10-Q 2025-05-15] |
| 2025-08-07 | 12,147,391 | [10-Q 2025-08-14] |
| 2025-10-31 | 12,095,906 | [10-Q 2025-11-06] |
| 2026-03-16 | 12,095,979 | [10-K 2026-03-20] |
Listing status
Current status: 1 Form 8-K Item 3.01 filing(s) in the last 24 months, most recent 2026-04-06. Item 3.01 covers delisting notices, failures to meet a listing rule and listing transfers; read the filing for which one.
| Date | Event | Details | Deadline | Filing |
|---|---|---|---|---|
| 2026-04-06 | 8-K Item 3.01 | Notice of delisting or failure to satisfy a continued listing rule or standard; or transfer of listing | — | [8-K 2026-04-06] |
Who owns it
| Date | Insider | Type | Shares | Price | Filing |
|---|---|---|---|---|---|
| 2026-04-06 | Carlson Capital, L.P. | other | 8,493,088 | — | [4 2026-04-08] |
| 2026-04-06 | Carlson Capital, L.P. | other | 12,287 | — | [4 2026-04-08] |
| 2026-04-06 | Carlson Capital, L.P. | other | 399,567 | — | [4 2026-04-08] |
| 2026-04-06 | Carlson Capital, L.P. | other | 62,106 | — | [4 2026-04-08] |
| 2026-04-06 | Carlson Capital, L.P. | other | 62,106 | — | [4 2026-04-08] |
| 2026-04-06 | Carlson Capital, L.P. | other | 62,106 | — | [4 2026-04-08] |
| 2026-04-06 | Carlson Capital, L.P. | other | 2,506 | — | [4 2026-04-08] |
| 2026-04-06 | Carlson Capital, L.P. | other | 8,493,088 | — | [4 2026-04-08] |
| 2026-04-06 | Carlson Capital, L.P. | other | 8,493,088 | — | [4 2026-04-08] |
| 2026-04-06 | Carlson Capital, L.P. | other | 8,632,093 | — | [4 2026-04-08] |
Catalysts and calendar
| Date | Type | Title |
|---|---|---|
| 2026-04-23 | 13G/A | Beneficial ownership report (5%+ holder) |
| 2026-04-08 | 13D/A | Beneficial ownership report (5%+ holder) |
| 2026-04-06 | 8-K | Material agreement entered; Material agreement terminated; Acquisition or disposition completed |
| 2026-03-31 | 8-K | Shareholder vote results |
| 2026-03-20 | 10-K | Annual report |
| 2026-02-13 | 8-K | New financial obligation |
| 2025-12-05 | 8-K | New financial obligation |
| 2025-12-04 | 8-K | Other events |
| 2025-11-06 | 10-Q | Quarterly report |
| 2025-11-06 | 8-K | Results of operations |
Alerts for $SWKHL
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Facts as of . Small caps move fast; check the latest filings.