Microcap Ledger Syntec Optics Holdings, Inc. $OPTX
Facts as of . Built from SEC filings and our own data. Small caps move fast; check the latest filings.
Snapshot
- Exchange
- Nasdaq Capital Market
- Sector
- Optical Instruments & Lenses
- Headquarters
- Miami Beach, FL
- Fiscal year end
- December 31
- Shares outstanding
- 40,279,878 [10-Q 2026-08-10]
What the company doesAI summary of filing
Syntec Optics Holdings, Inc. designs, manufactures, and assembles optical and photonic components and sub-systems for original equipment manufacturers (OEMs) and Tier 1 suppliers across defense, biomedical, consumer, and communications end-markets. The company operates a vertically integrated advanced manufacturing platform based in Rochester, New York, producing polymer-based optics, glass optics, thin-film coatings, precision-machined components, and integrated electro-optic assemblies. Syntec generates revenue from sales of these optical components and sub-systems used in mission-critical applications including night vision equipment, medical diagnostic devices, satellite communications systems, and various industrial applications. The company is revenue-generating and has maintained positive aggregate cash flow for the past decade. [10-K 2026-03-31]
Financial health
| Period | Revenue | Net income | Operating cash flow | Cash | Filing |
|---|---|---|---|---|---|
| 6 months to Jun 2026 | $14.79M | −$641.6K | $170.6K | $14.05M | [10-Q 2026-08-10] |
| FY ended Dec 2025 | $28.08M | −$1.79M | $672.6K | $358.9K | [S-1 2026-07-23] |
| FY ended Dec 2024 | $28.45M | −$2.48M | −$942.8K | $598.8K | [S-1 2026-07-23] |
Capital structure and dilution
| Date | Shares outstanding | Filing |
|---|---|---|
| 2024-05-22 | 36,688,266 | [10-Q 2024-05-23] |
| 2024-08-13 | 36,688,266 | [10-Q 2024-08-14] |
| 2024-11-13 | 36,688,266 | [10-Q 2024-11-14] |
| 2025-10-03 | 36,920,226 | [10-Q 2025-10-06] |
| 2025-11-11 | 36,920,226 | [10-Q 2025-11-14] |
| 2026-03-27 | 36,994,164 | [10-K/A 2026-04-30] |
| 2026-05-12 | 40,279,878 | [10-Q 2026-05-15] |
| 2026-08-10 | 40,279,878 | [10-Q 2026-08-10] |
- Shelf registration
- S-1 filed 2026-07-23; declared effective 2026-07-29 [S-1 2026-07-23]
Listing status
Current status: 5 Form 8-K Item 3.01 filing(s) in the last 24 months, most recent 2025-10-03. Item 3.01 covers delisting notices, failures to meet a listing rule and listing transfers; read the filing for which one.
| Date | Event | Details | Deadline | Filing |
|---|---|---|---|---|
| 2025-10-03 | 8-K Item 3.01 | Notice of delisting or failure to satisfy a continued listing rule or standard; or transfer of listing | — | [8-K 2025-10-03] |
| 2025-09-24 | 8-K Item 3.01 | Notice of delisting or failure to satisfy a continued listing rule or standard; or transfer of listing | — | [8-K 2025-09-24] |
| 2025-09-04 | 8-K Item 3.01 | Notice of delisting or failure to satisfy a continued listing rule or standard; or transfer of listing | — | [8-K 2025-09-04] |
| 2025-06-02 | 8-K Item 3.01 | Notice of delisting or failure to satisfy a continued listing rule or standard; or transfer of listing | — | [8-K 2025-06-02] |
| 2025-04-23 | 8-K Item 3.01 | Notice of delisting or failure to satisfy a continued listing rule or standard; or transfer of listing | — | [8-K 2025-04-23] |
Who owns it
| Date | Insider | Type | Shares | Price | Filing |
|---|---|---|---|---|---|
| 2026-09-18 | Kapoor Alok | other | 1,000,000 | — | [4 2026-09-21] |
| 2026-08-19 | Manzone Albert | buy | 3,681 | $8.12 | [4 2026-08-26] |
| 2026-04-14 | Manzone Albert | buy | 5,000 | $10.00 | [4 2026-08-26] |
Catalysts and calendar
| Date | Type | Title |
|---|---|---|
| 2026-09-21 | 13D/A | Beneficial ownership report (5%+ holder) |
| 2026-08-25 | 8-K | Auditor change |
| 2026-08-10 | 10-Q | Quarterly report |
| 2026-07-29 | 424B3 | Prospectus or prospectus supplement |
| 2026-07-23 | S-1 | Registration statement |
| 2026-05-15 | 10-Q | Quarterly report |
| 2026-04-30 | 10-K/A | Amended report |
| 2026-04-30 | 424B4 | Prospectus or prospectus supplement |
| 2026-04-30 | 8-K | Material agreement entered; Regulation FD disclosure |
| 2026-04-27 | S-1 | Registration statement |
| 2026-03-31 | 10-K | Annual report |
| 2026-01-23 | 8-K | Shareholder vote results |
Alerts for $OPTX
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Facts as of . Small caps move fast; check the latest filings.